Responsibility creates added value

For more than 20 years, Hauck & Aufhäuser has delivered ethical and sustainable investment concepts that enable you to make a positive contribution to society.

Numerous studies have shown that ethical and sustainable investment does not mean missing out on profitability – provided it is just as carefully and professionally prepared and monitored as conventional investment. We combine financial and ethical/sustainable analytical methodologies to develop our ethical and sustainable investment products at the mandate and fund level.

The investment committee receives recommendations for securities with viable business models and sustainable growth prospects. At the same time, the ethics committee assesses the ethical alignment of the issuers and then takes decisions that define the investment universe. The members of the independent ethics committee, which continually monitors compliance with the defined ethical standards, are distinguished experts in a range of specialist fields.

We then use proprietary assessment models to quantify the financial prospects for risk and return. We invest if the risk/return profile is promising, and the investment appears to make sense in terms of diversification and risk spread. We constantly monitor the performance of the product and the fund.

The objective of our investment ethics and investment policy is to foster investment behavior that is both reliable and profitable, while also being socially and environmentally responsible and geared toward sustainable value creation. We also achieve this through our social commitment and membership of industry associations.

Investment process

Growth

Over the last five years, the volume invested in sustainable investment funds and mandates has quadrupled. More and more institutional investors attach great importance to responsible investment solutions because they know that an ethically sustainable investment strategy often correlates with revenue opportunities.

Sustainable investment funds and mandates (bn euro)

When the share of sustainable investments in the total volume of investments grows, this naturally increases their influence on the economy. At the moment, this share is still modest, but it is growing steadily. Fundamental progress in civilization takes time.

Prof. Dr. Peter Ulrich

Transparency

We are of the opinion that investors and interested parties should receive precise and transparent information about all investment products and sustainability approaches. We support fair competition.

Our analytical process

Investment processes are traditionally based on the fundamental need for reliability, return, and liquidity. Investment ethics link these “old” criteria to the new standards. These new standards are derived from the importance of companies to society and from the principles of good corporate governance. The objective is to promote investment behavior that is both reliable and profitable, while also being socially and environmentally responsible and aligned toward sustainable value creation.

Our investment decisions are based on a comprehensive investment process:

Analysis process

Key terms – get more information

Dignity and universal fundamental human rights are at the core of ethics. Ethics addresses aspects such as how to live a good life and how to behave responsibly, fairness in human relations and equitable coexistence in a free and democratic society. Accordingly, of importance is not only personal behavior, but also institutional conduct and political action. In this context, great importance for future generations is attached to respect for nature.

Investment processes are traditionally based on the fundamental need for reliability, return, and liquidity. Investment ethics link these “old” criteria to the new standards. At the heart of these standards is socially and environmentally responsible corporate conduct, which is derived from the principles of good corporate governance. Companies are also quasi-public institutions. As such, they serve a functional Society.

First defined in 1987, sustainability is any development that meets the needs of the present without compromising the ability of future generations to meet their own needs and choose their lifestyle (as defined by the Brundtland Commission).

Today, Hauck & Aufhäuser considers environmental, social, and economic factors under the term “sustainability.” All investments pass through a multi-stage selection process, in which the companies are viewed from five ethical perspectives.

In addition to classical financial analysis, ethical and sustainable portfolio management also involves conducting an ethical analysis.

Find out more about sustainable investments:  Download

"We are active shareholders and integrate ESG topics in our shareholder policy." 

(2. UN Principles für Responsible Investment (UNPRI))

 

Further information about  GES.

Sustainable and ethical investments are an essential component of the strategic positioning and approach of Hauck & Aufhäuser (Schweiz) AG. We have been offering sustainable investments since 1995.
Since summer 2019, we have introduced a proxy voting policy for the two H & A PRIME VALUES multi-asset funds Income and Growth.

In order to implement the exercise of voting rights professionally and globally, we have commissioned the proxy advisory service Glass, Lewis & Co. with the custodian bank of the funds. Glass Lewis is in charge of all administrative activities relating to the voting rights and management of equity securities on our behalf and in accordance with our understanding of sustainability.

Further information about Proxy Voting Policy: Download 

The independent ethics committee takes decisions on the ethics profile of a company or issuer. This committee is composed of distinguished experts from various specialties. The committee monitors compliance with defined ethical standards on behalf of the investors. The corresponding classifications of the companies and issuers reflect our understanding of societal responsibility. In so doing, it considers ethical standpoints recognized in German-speaking countries that relate to social interaction and man’s stewardship of nature.

Here you will find detailed information about our Independent PRIME VALUES committee.

Oliver Fischer
Sales Asset Management/Wholesale
+41 44 220 11 22
oliver.fischer@hauck-aufhaeuser.com
Werner Lüscher
Senior Portfolio Manager
+41 44 220 11 22
werner.luescher@hauck-aufhaeuser.ch
Matthew Stone
Senior Portfolio Manager
+41 44 220 11 22
matthew.stone@hauck-aufhaeuser.ch
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